entities whereby additional criteria other than the oversight of general debt securities have been established. The is to implement more stringent procedures for screening the quality of debt securities
the top” approach. This supports and drives practical cyber resilience within organizations. Therefore, the SEC has been holding annual cybersecurity workshops for directors in the capital market sector
. Additionally, the capital reduction must not violate any laws, regulations, or relevant accounting standards.The notifications of governing regulations** have been published in the Government Gazette on 12 June
been published in the Government Gazette and has become effective since 16 July 2024. ________________________Remark:* Notification of the Office of the Securities and Exchange Commission No. Sor Thor
have been imposed with a criminal complaint and subsequently an asset attachment in the case of Stark Corporation Public Company Limited (STARK). The seven entities are: (1) STARK, (2) Mr. Vonnarat
companies engage in significant transactions. The SEC and the Investment Banking Club have been working together continuously on these matters. “We wish to express our appreciation for all members of the
total amount of 28,223,311 baht (comprising civil penalties, compensations in the amount equal to the benefits received or would have been received and reimbursements of investigative expenses incurred by
. the IOSCO, established in 1983, is the international body that brings together global securities regulators and is recognized as the global standard setter for the securities sector. The SEC has been
investors. This is because institutional investors have the capacity to take care of themselves. However, the definitions of “institutional investor”* have been revised in accordance with the resolution of
procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for