(if any): _______________________________________________________________________ Part I: Declaration I/We certify the following: 1. I/We am/are under supervision of Home Regulator which has the

shares or rendering a financial support that will later generate the right to acquire shares of such business, and being involved in the supervision of the business plan, the operation or the improvement

rendering a financial support that will later generate the right to acquire shares of such business, and being 2 involved in the supervision of the business plan, the operation or the improvement of the

: Website: Contact person: Email: CIS operator is under the supervision of: Name of local representative: Contact person: Email: Name of local intermediary: Contact person: Email: Warnings: An investor

/are under supervision of Home Regulator which has the authority to impose sanctions or to order the CIS Operator of the ARFP Passport Fund to act or refrain from acting in case there is an action which

เป็นแก่ การปฏิบติังาน proprietary trading การลงทุนเพื่อเป็นทรัพยสิ์นของผูป้ระกอบธุรกิจ WL : Watch List บญัชีรายช่ือหลกัทรัพยท่ี์ตอ้งติดตามตรวจสอบการท าธุรกรรม RL : Restricted List บญัชีรายช่ือหล

ที่ต้องติดตามตรวจสอบและจำกัด การทำธุรกรรม (WL : Watch List และ RL : Restricted List) 4.2 การควบคุมและจำกัดการซื้อขายหลักทรัพย์ของพนักงาน ส่วนที่ 1 การแบ่งแยกหน่วยงานและบุคลากรที่มีความขัดแย้งทางผล

it deems necessary, at the expense of the company. 3 The Audit Committee shall perform its duties under the supervision of the Board of Directors. The Board of Directors shall be responsible for the

management, designation, control, and supervision of policies of an applicant ; (b) duties concerning control, supervision, and administration of business units: investment consultation, investment planning

, control, and supervision of policies of an applicant; (b) duties concerning control, supervision, and administration of business units: investment consultation, investment planning, investment or capital