, however, incorrect and caused damage to the Fund. The evidence, furthermore, indicated that they, with support of Bania and Suthapa, had falsified documents and evidence concerning money withdrawal to

indicated impressive improvement in terms of audit manuals and audit programs for most of the audit firms. Nonetheless, more emphasis on some areas is needed, such as planning and risk assessment as well as

fees during February 1, 2000 - July 26, 2001. Their behaviors also indicated defrauding and deceiving the public by disseminating false information and concealing essential information through their

make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading

indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries.  The acts of {A} and {B

that he notified his clients of trading orders at night and failed to keep records of all clients' trading orders. Conversations between {A} and the clients found on the records also indicated the

capital market auditors. Most respondents agreed with the proposal, viewing that a minimum of four auditors was appropriate. Additionally, they suggested that the SEC give audit firms a suitable timeframe

redeemed the investment units of Bualuang Long-Term Equity Fund (B-LTF) as suggested by the bank's officers The redemption was in breach of a condition on investment unit holding period of at least 5

tanks deposits. Besides, in auditing 2011 financial statements, the auditor indicated that he was unable to find supporting evidence to satisfy the audit procedures due to limitation on scope of audit

trust as a vehicle to support investment in environmental projects. The key characteristics of this Green Investment Trust are summarized as follows: (1) The investment policies shall be indicated to