where debt issuers have used the channel for offering to a limited number of investors for the wrong purpose by extending such offer to high net worth investors who knew little information on the issuer

A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people

enter into derivatives contract with non-institutional counterparty, providing that the derivatives must be plain vanilla in nature and the purpose must be for hedging risk associated with business

accounts started and increased considerably in volume during the period when the acquisition of KARAT shares for the purpose of business takeover became apparent. The four persons obtained over B10 million

liquid capital rule applicable to securities company for the purpose of ensuring confidence in trading system. The rationale for the new requirement is that obligation to make delivery of or payment

member;           (6) the asset management company must invest in prescribed assets and regardless of whether direct or indirect investment, conform to prescribed investment ratio for the purpose of

facilitating the exchange of information for the purpose of law enforcement, elevating capability and quality of capital market personnel, and enhancing bilateral cooperation to promote business growth and

residing in Thailand that PPI solicited the complainant to transfer overseas pension to make investment under PPI's advice and management for the purpose of tax benefits and long-term returns. The

-?assigning rates for instruments or businesses for the purpose of regional or international scale comparison or for those specified to be credit rated under SEC regulations. ?We expect to see more fund

shall be deemed as initiating negotiations or entering into any agreements with any creditor for the purpose of debt restructuring, whether the proposal is submitted to the bondholders’ meeting for