of the investment committee. 3.2.2 Practices on Submission of Trading Orders (1) Prescription of criteria for selection of the brokerage company e.g. research market information, best dealing and
case of securities which the issuing company has applied for listing in the Stock Exchange or trading in the securities trading center for the first time); (3) from the submission date of the
consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of investment. “investment planner
), and Emergency Decree on Amendment to the Revenue Code (No. 19) B.E. 2561 (2018) These two acts of legislation stipulate that the Minister of Finance is in charge of the enforcement of these laws, while
. “investment consultant” means a person providing investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product
person giving investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of
Information Security Officer (CISO) within one year of the effective date of this Notification. 2. Commercial banks must prepare a report on significant information technology projects for submission to the
sufficient foreign reserves, will help contain any capital outflows. Market Risk in Trading Book Activities KBank’s trading activities are exposed to risks of interest rate, foreign exchange, equity and
necessary for carrying out critical activities; “critical information systems” means information systems which support the operation of the critical activities, for example, trading systems, back-office