Limited (“TIGER”) by placing trading orders or trading TIGER’s stocks in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and placing trading
likely to have effect on the price of PPPM’s stocks or the decision making on PPPM’s stocks investment. During the time of the offense, General Chaowarit Prapajit, Mr. Praween Deekajonedej, Miss
. Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said “Currently, there is a trend that the new generations are interested in investing in capital market products including stocks, mutual funds and
his dividend payment unless his securities were transferred to another person?s account. She then transferred the client?s five stocks worth 5 million baht at the time into her own account and three
trading orders or trading MBAX’s stocks in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and placing trading orders or trading securities
known and the greater customer base expansion resulting in the net profit in accordance with the ratio of stocks held by the Company of 1.04 million baht. The combination of such two incomes results in
and amendments in October –November 2024, for which the majority of respondents expressed support. The SEC has issued 13 notifications concerning the amendments** with key points as follows: (1