foreign service provider ] intermediaries shall outsource the function which is investment management of mutual fund or provident fund or derivatives investment management to a foreign service provider

service provider] intermediaries shall outsource the function which is investment management of mutual fund or provident fund or derivatives investment management to a foreign service provider which is

statements of 30 September 2019. 5. Basis for calculating the total transaction value and other compensation Based on the service provider’s expenses in proportion to the effort that the service provider makes

Following receipt of clue information, the SEC conducted an investigation and found that since 12 January 2022, 1000X, the service provider of the website https://www.1000x.live (“1000x.live”), had

22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18

% compared to the first 6 months of 2019. (The acquisition of ICE, appointed Reseller of Oracle, completely finished on 27th March 2019). Revenue from Implementation and Application Management Service for CRM

TikTok account “service_sawakami” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 21/10/2024)

TikTok account “sawakami_service” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 30/10/2024)

TikTok account "@yaowarat_service" impersonates “YKT Gold Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 05/07/2024)

TikTok account "ohkajhu_service" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 14/01/2025)