Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
Section 115 Securities and Exchange Act B.E. 2535 Section 115. In operating the business of investment advisory service, a securities company shall comply with the rules, conditions and procedures as
Registration Statements ( 12 record(s) found) Name Year Receive Date Details ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED 2023 07/05/2024 ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED 2022 21/02/2023 ADVANCED
business partners were conducted via ATM screen to offer the highest benefits to our clients. - Digital Banking Services: To highlight our digital banking leadership, we focus on development of full-service
compliance finished or in the necessary case for compliance in the long period, it should change password in every three months etc. · In case of non compliance in front of computer’s screen, it shall have a
case of the compliance finished or in the necessary case for compliance in the long period, it should change password in every three months etc. o In case of non compliance in front of computer’s screen
parties and internal parties, for example, submission of incident reports to the SEC Office upon an occurrence of an event that affects the IT systems or monitoring of the service provider to ensure that
and internal parties, for example, submission of incident reports to the SEC Office upon an occurrence of an event that affects the IT systems or monitoring of the service provider to ensure that its
time, we have focused on collaboration and synergy with other companies within KASIKORNBANK FINANCIAL CONGLOMERATE, Muang Thai Life Assurance Public Company Limited and our business partners, for service