act or causing damage to properties, creditors or the public; 3. failing to perform duties with due care or loyalty; 4. intentionally making a materially false statement or concealing a material fact
advertising rules prescribed under this Chapter, the securities company shall, as per the direction of the Office, perform one or more of the following acts: (1) cease the advertising; (2) rectify the
under this Notification, the securities company shall, as per the direction of the Office, perform one or more of the following acts: (1) cease the advertising; (2) rectify the information in the
appointment of a securities company to perform duty as local intermediary in Thailand (issued by Hong Kong Covered Management Company) [ ] 4. Evidence on the appointment of a local representative in Thailand as
Securities and Futures Commission of Hong Kong) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand (issued by Hong Kong Covered Management Company
of Companies Classified by Type of Companies 2025-03-09 2 Number of Active Professionals Classified by Type of Companies 2025-03-09 3 Number of Personnel perform duties in the capital market business
the acquisition of shares and the entry into shares purchase agreement, share subscription agreement and any other documents related thereto with TSEO and the power to perform any acts which are
related thereto with TSEO and the power to perform any acts which are necessary and appropriate for the above matter. At present, the Company has reached an agreement with TSEO and enters into share
position. Handbook or operating guideline for staff must be prepared and up-to-date. 3. The personnel must perform their duties in accordance with the law and relevant rules and regulations including code of