. Chapter 1 Rules on Settlor ____________ Clause 5 A settlor shall be a private or public limited company which has been granted an approval by the SEC Office to be a REIT manager, or in the process of
Clause 14 Sukuk certificate (if any) shall at least have the following particulars: (1) name of the asset trustee, sukuk trustee and the originator; (2) the company registration number of the asset trustee
the outsourced service provider is the Stock Exchange or is a company of which more than fifty percent of the total paid-up capital is held by the Stock Exchange. Clause 14 A derivatives exchange shall
: Cancellation of the Notification of the Capital Market Supervisory Board regarding Undertaking of Securities and Derivatives Businesses of Securities Company and Derivatives Intermediary dated 6 September 2013
Capital Market Supervisory Board regarding Undertaking of Securities and Derivatives Businesses of Securities Company and Derivatives Intermediary dated 6 September 2013, and [ii] the Notifications of the
Newly Issued Securities and Application for Securitization Projects; (14) the terms “institutional investor,” “major investor,” “listed company,” “parent company,” “subsidiary,” “associate,” “person who
” means an affiliated company as prescribed by the Notification of the Capital Market Supervisory Board concerning Outsourcing Operational Function relating to Business Operation to a Third Party; “member
relating to Raising Capital of a Listed Company, mutatis mutandis, and [ii] the guidelines that the SEC Office has announced in detail to ensure clarity in practice (if any). In addition, the raising capital
investors to redeem investment units directly from the mutual fund management company, the intermediary may accept redemption orders outside its offices without complying with subclause (1)(a) and (b) of the