Securities and Exchange Act 2535   113 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra

e-service Online Submission See canceled document Securities Underwriter Business >> Compliance / Internal Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification

   Securities and Exchange Act 2535   114 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission  KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses

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   18 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and

e-service Online Submission See canceled document Derivatives Agent >> Compliance / Internal control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Licensed Companies   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and

reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 51/2561 Re: Outsourcing Function related to Business Operation to Third Party ____________________ Whereas

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