. _______________________Remark: * Clause 23(1) and deemed to be the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor
market business] has qualified and has not possessed any prohibited characteristic. Additionally, the intermediary shall submit the application within the period as stipulated by the Notification
translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business ___________________
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