other persons from using their accounts to trade securities without their knowledge, and make sure that the documents of transaction confirmation are issued by the securities companies in charge. In

holding various positions in agencies with an emphasis on equality, and (6) preventing and solving the problem of sexual harassment or assault in the workplace, enhancing knowledge, understanding of

sufficient and complete information, as well as continuously providing knowledge and understanding on investment in bonds to the public.Moreover, SEC has established a mechanism for the investors to be able

Pursuant to the MOU, SEC and TGO will cooperate in sharing knowledge, communicating and giving advice to listed companies, securities issuers or business operators under SEC supervision regarding the

           General investors with knowledge and understanding of SMEs and startups, having the minimum amount of income or financial status as specified by SEC, provided that they purchase these shares through an

process and recommending suitable investment. (Suitability)  Investing in primary and secondary markets is restricted for qualified investors with knowledge, experience and high net worth who can

performance according to I Code, (2) Enhancing knowledge and expertise of professionals in the investment management industry by incorporating ESG factors into investment decision making, and (3) Developing ESG

good governance in investment, standard of the supervision and inspection of management for the prosperity of funds, the roles of investment management companies in promoting and providing knowledge to

turn to share knowledge and experience relating to the setting up of similar funds in their respective countries and how to handle investor complaints and manage disputes. During the panel discussion

ทดสอบความรู้ (knowledge test) เพื่อให้มั่นใจว่าผู้ลงทุนทราบถึงความเสี่ยงจากการลงทุนทั้งนี้ ก.ล.ต. ได้เผยแพร่เอกสารรับฟังความคิดเห็นในเรื่องดังกล่าวไว้ที่เว็บไซต์ ก.ล.ต. https://www.sec.or.th/TH/Pages