accordance with the first paragraph of Clause 38 if: (1) the elucidation of the person under consideration has ever been heard adequately by a panel which comprises of persons with knowledge and experiences in
persons: (1) a commercial bank under the law on commercial bank; (2) a finance company under the law on undertaking of finance business, securities business, and credit foncier business; (3) a life
. “commercial bank” means commercial bank in accordance with law on commercial banking or law on business of financial institution; “life insurance company” means life insurance company in accordance with law on
case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and experience regarding
, knowledge, understanding and experience regarding securities investment, financial status and ability to pay debt of such client in order to use such information to assist in reviewing of the account opening
and trust to manage investment capital with knowledge, ability, prudence and integrity in considering with the best benefit of investor. To avoid entering into transaction that may create conflict of
business which the service provider shall have creditworthiness and trust to manage investment capital with knowledge, ability, prudence and integrity in considering with the best benefit of investor. To
enables the sharing of 11/11 บริษทั นามยง เทอร์มนัิล จ ากดั (มหาชน) NAMYONG TERMINAL PUBLIC COMPANY LIMITED knowledge, management and business operation, etc., from NYK Group which is one of the world’s
investment capital with knowledge, ability, prudence and integrity in considering with the best benefit of investor. To avoid entering into transaction that may create conflict of interest between the fund and
opening the account. In case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and