operator under the first paragraph wishes to relax or remove such restriction, the business operator may do so only with prior approval from the Office. In seeking such approval, the business operator shall

where the business operator under the first paragraph wishes to relax or remove such restriction, the business operator may do so only with prior approval from the Office. In seeking such approval, the

of rules governing business conduct of licensed derivatives brokers, custody and record keeping of assets of clients and use of assets of clients for seeking benefits is under the authority of the

of clients and use of assets of clients for seeking benefits is under the authority of the Capital Market Supervisory Board, it is therefore deemed appropriate to issue this Notification as a

of clients and use of assets of clients for seeking benefits is under the authority of the Capital Market Supervisory Board, it is therefore deemed appropriate to issue this Notification as a

privilege from the Board of Investment (BOI) as equivalent to the Eastern Economic Corridor project (EEC) and also receive other privileges such as to use the land for sub-lease or for other benefits seeking

the matter seeking resolution, etc.; 6 (e) number of votes required for the resolution and the method of vote counting, including at least a provision to support the following cases: 1. requesting the

companies from the Bank of Thailand; 2. Letters seeking legal opinion and invitation letters for seminars; 3. Research, risk monitoring from Bloomberg. ✓ 1.2 Sources of personal data The SEC Office receives

with the SEC Office. Seeking opinions on legal matters: Persons who seek opinions/names of representatives/participants of meetings from other organizations/persons under consideration Work under the

ทั้งนี้ ใหรายงานตามประเภทของสินทรพัยอางอิง ดังนี ้ 1.3.1.1 stock options / derivative warrants on individual หมายถงึ ออปชัน / ใบสําคัญแสดงสิทธิอนุพันธ ที่มีมูลคาผกูกบัหุนใดหุนหนึ่ง 1.3.1.2 basket