Executives of securities companies and personnel in securities business Registered Person in Derivative Business Broker, Dealer, Underwriter and other securities businesses Related Organizations Digital Assets
brokerage, dealing or underwriting of investment units; (2) “Derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker under the law on derivatives
undertake securities business in the category of brokerage, dealing or underwriting of investment units; (2) “Derivatives broker” means any person licensed to undertake derivatives business in the category of
คุคลที่ทําประโยชนใหแก issuer และผูถือหุนของ issuer ในระยะยาว เชน ตวัแทนขายประกนัชีวิตที่ขายสินคาเฉพาะใหแก issuer (exclusive agent) และ มีผลงานจากการขายสินคาอยางตอเนื่อง (active agent) เปนต
-Eleven stores nationwide. After You open a concept store in Chinatown with a unique store design and exclusive menu items In August 2024, the Company opened a new After You branch in Chinatown, located on
regulations: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives business in the category of derivatives broker or derivatives fund manager
Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives business in the category of derivatives broker or derivatives fund manager; “derivatives exchange” means a
(2008) _____________ Whereas Section 100 of the Securities and Exchange Act B.E. 2535 (1992) provides that the appointment of any person to be an agent or broker of a securities company shall require