Saxo Capital Market Pte.,Ltd. Saxo Capital Market Pte.,Ltd. (Saxo) colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee
was the person who presents the financial statement to Board of directors and approve the false financial statement. The public prosecutor issued a final non-prosecution order. The case was deemed final
company licensed to undertake securities business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment
listed on securities exchange and in cases where the units of foreign ETF are listed on several exchanges, the term shall mean the capital market regulator of the home exchange; (6) “related person” means
: Contact person: Email: Name of local representative: Contact person: Email: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact
: Contact person: Email: Name of local intermediary:[in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact person: Email: * Please choose the following form that
: Name of local representative: Contact person: Email: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact person: Email
October 24, 2017. The selling price is related to the market price in the same area. 5. Particulars of related person As of September 30, 2017, EKH is a major share holder of the company, with holding
: Clause 1. In this Notification: “Custodian agent” means the person whom the custodian appoints to be its agent in performing the duties relating to custody the assets of private fund; “Office” means the