COMPANY LIMITED 2022 31/05/2022 AEON THANA SINSAP (THAILAND) PUBLIC COMPANY LIMITED 2021 28/02/2021 Management's Discussion and Analysis ( 11 record(s) found) Date Time Heading Link 08/01/2025
ทั่วไป งบรวม 9 เดือน 2024 30/09/2024 ABSOLUTE CLEAN ENERGY PUBLIC COMPANY LIMITED 2023 31/12/2023 ABSOLUTE CLEAN ENERGY PUBLIC COMPANY LIMITED - - - 2018 31/12/2018 Management's Discussion and
admitted that the client allowed him to sell the securities in cases of making profit or potential loss. From his conversation with the client recorded, he traded securities for the client several times a
derivatives trading orders for several clients without sources of orders. From the recorded conversation, it was found that Napat contacted some persons and asked for permission to submit securities and
admitted that the client, at the beginning, had authorized him to make securities and derivatives trading decisions on her behalf. Also, the recorded conversation found later indicated that the client
}, without informing the client, continued trading securities in an attempt to recover loss in this account. Also, it was found in the recorded conversation that {A} asked another client for permission to
his employer. The SEC then probed into the case and found from conversation records that Nongun had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with
which {A} failed to prove that the orders were sent according to the client's instruction.The {B} case was also submitted by his employer. The SEC then probed into the case and found from conversation
} proposed his clients the portfolio investment in advance and the clients accepted all transactions proposed. In addition, the recorded conversation showed that {A} specified securities, prices and amount to
}, the capital market investment consultant received trading orders from the person who was not owner of securities trading account without any written authorization letter. From the recorded conversation