case my application is incomplete and the SEC Office has already informed such incompleteness by e-mail, it is deemed that I entirely assent to such informed incompleteness as well as the period of time

increase of trading credit lines of several clients who submitted incomplete financial documents, or whose financial condition was materially inconsistent with their financial transactions, or whose

accounts or documents, or made incomplete or incorrect accounts, he shall be liable to 5-year imprisonment and a fine of 500,000 baht.These made the total punishment of 94-year imprisonment and a fine of

investment consultant to take the said action. This led to an incomplete client analysis and inappropriate investment inconsistent with the client's demand and acceptable risk level. The SEC has suspended {E

sale” means the selling of securities where delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of securities borrowing

delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of securities borrowing and lending (SBL); “Central securities

Notification: “Short sale” means the selling of securities where delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of

) increased sales of delivery. Franchise fee income decreased from THB 21.0 Mn in the 2nd quarter of 2018 to THB 17.3 Mn in the same period of 2019, a decrease of THB 3.7 Mn or 17.6%. And for the six months

contractor’s equipment and meterials manufacture dalay delivery as well because it located in countries which still has serious of COVID- 19 outbreak. Last, due to the government preventive policy, main

3.46 million baht or 3.74% from sale revenue with is 0.8 million baht or 23.12% decreased came from the compact of restructuring of the organization thus the better control in delivery expenses.. 4