Commission No. Kor Thor. 14/2567 Re: Determination of Characteristics of Financial Services of Entities Who Have Been Approved to Participate in the Testing and Innovation Development Project to Support
migrated to the new structure (auto migration). The SEC Board has approved the revision to the principles. The SEC has therefore drafted 14 ministerial regulations and a notification concerning the
2: Consideration and approval of the authorization for the bondholders' representative to enter into a settlement agreement with the company in court, according to the terms approved by the
operators, as they may not be protected by the governing laws and may fall victim to frauds and scams. The list of SEC licensed and approved business operators and personnel can be checked at www.sec.or.th
. Additionally, they all would have to apply for approval and be ready to operate under the sandbox framework, scope, and criteria. Once approved, the service period under the sandbox would not exceed 18 months
amendments. The SEC has taken the public and stakeholders’ comments and recommendations into consideration. On 15 August 2023, the SEC Board Meeting No. 13/2566 approved the proposed amendments in
and September – October 2023, as approved by the Capital Market Supervisory Board meeting No. 2/2023 held on 21 February 2023 and the Securities and Exchange Commission Meeting No. 12/2023 held on 3
addition, the overall audit quality of auditors in the capital market continues on the upward trend as well, with 96 percent of the auditors approved by the SEC in 2021 receiving the Good to Very Good
. The full list of the approved mutual funds and capital market products as well as fund prospectus and reports is available in Thai via this link: https://market.sec.or.th/public/mrap/MRAPDefault.aspx
auditor’s reports on PVDs CMSB has approved an exemption for preparing and submitting financial statements and the auditor’s reports on PVDs by giving private fund management companies two options, namely