trading or investing in capital market product , without planning or analyzing of investment. Investment consultant is categorized as follows: (1) general investment consultant means an investment

investment. Investment consultant is categorized as follows: (1) general investment consultant means an investment consultant providing consultation only on capital market product not having complex

revenues) at THB 374.5 million, increased by THB 29.0 million or 8.4% from the same period of prior year. It was resulted to decrease in the gross profit by THB 13.2 million, resulted in the gross profit by

reported total revenues (excluded other revenues) at THB 345.5 million, decreased by THB 99.5 million or 22.4% from the same period of prior year. It was resulted to decrease in the gross profit by THB 14.0

Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the

Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the

revenues) at THB 562.3 million, increased by THB 36.8 million or 7.0% from the same period of prior year. It was resulted to decrease in the gross profit by THB 15.1 million, resulted in the gross profit by

operating performance. Revenue from Sales for Q2/2022 and Q2/2021 was 6 3 1 .5 3 million baht and 6 5 4 .3 8 million baht, respectively. It decreased 2 2 .8 5 million baht or 3 .4 9 % when compared with Q2

/Documents/ca/Documents/esubmission_report_list_phase2.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or

with Digital ID For Foreigner สำหรับชาวต่างชาติ Passport number Password Reset Password หากมีข้อสงสัยกรุณาติดต่อ IT Service Desk โทร. (66) 1207 กด 3 หรือ e-mail: helpdesk@sec.or.th