outliving their money. Asset management companies are prompt to provide investment management service for retail investors as well as support them to have better understanding and start investing in mutual
duties or provide services with honesty and good faith, by misappropriating investor assets, while the conduct described in item (3.2) constituted conduct suggestive of dishonesty that has had a
for customers with unusual transaction patterns, such as delaying withdrawals, reducing trading limits, or refusing to provide services; (5) Impose withdrawal delay measures for customers who do not
5 3 For communication with and providing services to clients, an intermediary shall provide or offer services suitable to each client carefully, especially with special care to one of the following
53 For communication with and providing services to clients, an intermediary shall provide or offer services suitable to each client carefully, especially with special care to one of the following
payment out of its own pocket in the amount equivalent to the difference representing the deficiency, as the case may be, to provide a price compensation to the open-end fund, except where the incorrect
investment units and make payment out of its own pocket in the amount equivalent to the difference representing the deficiency, as the case may be, to provide a price compensation to the open-end fund, except
share, equivalent to 99.9333 percent of total ordinary shares sold (“Spring”), which is the holder of a license to use the spectrum to provide digital terrestrial television services as a national