least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a https
: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets, dated 31 August 2008 (including any amendment thereto), and the Notification of the Board of Governors of the
Notification of the Capital Market Supervisory Board No. 20/2551 Re: Rules for making significant land transactions that are considered as an acquisition or disposal of assets dated 31 August 2008 and the
only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF
the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and
TRANSLATED VERSION As of May 10, 2011 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital
, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial institution” means any financial institution
oil, currencies, exchange rate, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial
reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency