notifications shall be repealed: (1) The Notification of the Securities and Exchange Commission No. KorNor. 40/2543 Re: Determination of Paid-Up Registered Capital of Securities Company Licensed to Undertake
Section 45 of the Constitution of the Kingdom of Thailand so permits by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the
Possession of the Securities http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4794&SearchNo= Notification of Capital Market Supervisory Board TorThor. 18/2553 Selling of
or derivatives dealer.** Three related notifications are as follows: 1. The Notification of the Securities and Exchange Commission No. Kor Thor. 20/2566 Re: Prescribing Natures of Giving Advice to
Securities Company Which Does Not Have Possession of the Securities http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4794&SearchNo= Notification of Capital Market Supervisory
Does Not Have Possession of the Securities http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4794&SearchNo= Notification of Capital Market Supervisory Board TorThor. 18
the client made inquiry on the matter, he concealed the fact and embezzled the 1,000 baht gift voucher for himself. His acts were deemed dishonest in violation of Clause 20(1) of the Notification of
determination of characteristics of bills deemed as securities. PP10 is therefore beyond the scope of the SEC’s supervision; 2. Further clarifying the description in the notification by 1) determining that
following Notifications shall be repealed: (1) The Notification of the Securities and Exchange Commission No. KorThor/Nor. 13/2542 Re: Qualifications and Other Prohibited Characteristics of Executives of
submission of the current Form 81-1-IPO.)The related Notification* has been published in the Royal Gazette and came into effect on 1 March 2024 onward. It applies to companies that submit effective securities