sale of newly issued securities to the public (IPO) whereby issuing companies and listed companies would not be allowed to operate business as an investment company to prevent the misuse of the IPO

the SEA whereby EARTH had to clarify and disclose information on the true existence of the legal rights and the result of the re-assessment of the fair value of two coal mines in Indonesia according to

whereby juristic persons or groups of persons from several sectors who are involved in the capital market in material matters would be entitled to propose a list of suitable candidates for the SEC Board to

may impose a conflict of interest, unfairness or damage to unitholders' interest. In addition, the fund voting provisions have been revised to increase efficiency in practice whereby unitholders are

for the difference of gold pricesTungkum Limited (Tungkum), THL?s subsidiary, has entered into USD35 million loan agreement and agreement on gold delivery with a foreign bank whereby Tungkum is obliged

entities whereby additional criteria other than the oversight of general debt securities have been established. The is to implement more stringent procedures for screening the quality of debt securities

The SEC has amended the regulations related to NVDR services whereby securities companies are prohibited from offering services that will increase the number of NVDR held by Thai investors

sellers who have benefited more than they should have (in an amount equal to the difference between the incorrect and correct unit prices). However, these regulations do not cover the method whereby AMCs

whereby there is a system interconnection for those providers/partners to access critical data of business operators or their customers’ data. The consultation paper is available at https://www.sec.or.th/TH

non-financial industries such as energy, arts, entertainment or sports whereby various assets are converted into digital tokens to enhance transaction efficiency and consumer accessibility. Regulators