, regular review of documents and evidence on one?s own investment portfolios sent from the responsible intermediaries is another way to protect one?s own assets.? ______________________ *Clause 20(1) of
professionals and also strictly perform the audit oversight on a regular basis and in line with international standards.
accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts
valuable learning opportunity for delegates at all stages of RI adoption and we look forward to further collaborative opportunities with these partners.”Ms. Valerie Kwan, Director of Engagement, Asia
. However, there is some room for further improvement. The Thai industry was average on disclosure. Simplified prospectuses still lack some valuable information for investors such as trading costs; the names
reporting lines are clearly defined in conformity with the good internal control principle. We also emphasize thorough, accurate and regular disclosures on risk management and capital to the public. 3 Details
the Company every year since they were first launched in 2009, and has provided Thai investors with a valuable investment alternative. Despite the hedging losses in Q1 2020, due to the extreme market
ongoing cooperation and support from relevant organizations, both domestically and internationally. We hope that the SDG Guidebook for Listed Companies and SDG Impact Standards will serve as a valuable
revenue from sale of product at the amount of Baht 843. 54 million which was not a regular transaction. Consequently, gross profit increased Baht 84. 42 million or 198. 18% from the corresponding period of
function via the DRC site in case of longer-than- expected failure of the main system. Regular https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2007.pdf Annual Report 2006 media channels such as