time they open a new account. The single form helps to solve such issue. In addition, investors may request the current service provider who has a compatible system to send the account opening
available at www.sec.or.th/hearing . Related persons and interested parties may express their comments on the website or send comments to facsimile number 0-2033-9999 or 02-263-6548 or e-mail: wimol
complaints, please call SEC Help Center Hotline at 1207 or send an email to complain@sec.or.th.___________________________
. Stakeholders and interested parties are welcome to give comments and suggestions via the website or send an email to cholatip@sec.or.th or supavade@sec.or.th. The public hearing ends on 12 April 2021
physical asset delivery. The solicitation messages are translated into Thai and other languages. In the case of the Facebook accounts Pimnara Poonsawat and Befaii Suwinya, the public is solicited to send
made the public hearing document available at www.sec.or.th/hearing. Related persons and interested parties may express their comments at the website or send comments by e-mail to piyaruj@sec.or.th
(www.sec.or.th) or send facsimile to 0-2263-6337 or e-mail thaipvd@sec.or.th. The hearing ends on April 15, 2011. # # #
account to the client every time after the trade date. {B}, however, agreed to make reparations to the client.In performing their duties, investment consultants can send trading orders only when obtaining
such permission.In performing their duty, an investment consultant can send trading orders only when obtaining orders from the clients. Even with the client?s permission; they cannot make decisions on
records that {B} had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with such permission.In performing their duty, an investment consultant can send