from Know Your Customer (KYC) and Customer Due Diligence (CDD) processes, as well as the ongoing monitoring and scrutiny of customer transactions, to ensure that these processes are comprehensive and
the SEC and the exploration of applying these guidelines to enhance the OIC’s technology risk control supervision over regulated business operators. The event took place on 26 June 2024 at the SEC
a lecture for 40 participating students of King Mongkut's University of Technology Thonburi (KMUTT) to enhance their understanding of financial planning, saving, and investment disciplines. These
to prepare and submit the defaults in Bill of Exchange and the default in the interest of bonds, these incidents which affects or is likely to affect the rights and interests of securities holders or
aggregate holding of PERM shares reached or passed five percent of the total number of voting rights of PERM but she failed to reported these acquisition to the SEC Office within the period specified in the
SVI shares reached or passed five percent of the total number of voting rights of SVI but he failed to reported these acquisition to the SEC Office within the period specified in the notification of the
the markets. This allows the SET and TFEX to implement temporary measures to align with respective situations. The SEC has been working closely and continuously with the SET and TFEX. We believe these
notification of the Revenue Department’s Director-General.SEC Secretary-General Ruenvadee Suwanmongkol said that the SEC will (1) finalize the regulations establishing these funds by 16 March 2020, (2) waive
intermediaries such as financial advisor, underwriter and bondholders’ representative. These intermediaries may be related to the issuer and the offeror in such a way that may have an impact on their duty
liable to be digital tokens. With a claim to be around 500 million baht worth, these funds were said to be used for investing in several projects such as a digital platform for exchanging goods and