foreign business operators to provide services for Thai investors, guidelines for facilitating Ease of Doing Business in Thailand, the SEC’s law enforcement activities, the suspension of unlicensed business

by the SEC Board and its deposit/withdrawal service for all types of cryptocurrency in its Trade Wallet. The suspension of such services may cause damage to the public.  Pursuant to Paragraph 1 of

the proposals on the calculation of subordinated facility to support an immediate increase in transactions, as well as the calculation of digital asset business risk and business suspension for any

. The SEC has therefore imposed a two-month suspension on investment consultant Pongsak, effective from 6 January 2020.   ________________________

The suspension was in connection to NMG’s submission of the financial statements for the year 2017, wherein the overstatement of revenue and accrued income in the financial statements for the year

businesses during the suspension period.SEC reiterates that personnel in capital market businesses must perform duties or provide services with integrity and act in accordance with ethics or professional

her employer, however, the suspension imposed by the SEC is deemed to have been served.  

already been suspended by her employer, however, the suspension imposed by the SEC is deemed to have been served.

suspended {A} for one-month from his duty as an approved capital market investment consultant. Taking into account that {A} had already been suspended by his employer for fifteen days, the suspension imposed

Bangkok, January 24, 2014 ? The SEC imposed a one-month suspension on Wiroj Thongburana, a securities investment consultant of UOB Kay Hian Securities (Thailand) Plc., for failing to inform