Mrs. Pornanong Budsaratragoon, SEC Secretary-General, delivered a keynote speech on "Supervision for Sustainable Growth" at the TFPA Wealth Management Forum 2023: Default & Fraud, organized by the
been in place, so that the SEC imposition of supervision and enforcement measures will be considered proportionately and appropriately, in favor of such business operators. The risk management manual
company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and readiness to undertake the duty, and (4) Execute the duty by taking into consideration the benefits of
and guidelines for overseeing risk management and management of digital wallets and keys as well as communication to clarify such policy, action plans and procedures, work supervision and internal
SEC has proposed additional risk management tools that asset management companies are able to select and use when dealing with events or factors causing investors to panic-sell or redeem their
prudent risk management scheme in preparation for internal and external challenges, said SEC Secretary-General Thirachai Phuvanatnaranubala in his speech at Thailand Smart Money 2010-2011 today.The US
Microsoft Word - 2005-014EN Management Discussion and Analysis for the Q1 2020 (Ending Mar 31, 2020) Ref. No. 2005/014EN May 13, 2020 Subject Management Discussion and Analysis for the Q1/2020
1708-043EN Management Discussion and Analysis for Q2-2017 _Ending June 30, 2017_ Ref. No. 1708/043EN August 11, 2017 Subject Management Discussion and Analysis for Q2/2017 (Ending June 30, 2017) To
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Pecunia Asset Management : Unlicensed securities and derivatives business (Disclosure Date : 31/10/2022)