Appendix B - I - SFC Circular under HK-TH MRF MoU prescribe otherwise. The Eligibility Requirements for a Covered Fund can be summarized as follows: (1) Eligible types of mutual fund for offering for sale
6th day of August 2009. (Vijit Supinit) Chairman Securities and Exchange Commission Remark : The reason for promulgation of this Notification is to prescribe that the fund management of juristic
6th day of August 2009. 2 UNOFFICIAL TRANSLATION (Vijit Supinit) Chairman Securities and Exchange Commission Remark: The reason for promulgation of this Notification is to prescribe that the fund
customers, certain details of these rules are not in line with the Framework of ACMF. SEC therefore proposes to prescribe additional rules specifically applicable to the professionals from ASEAN countries
Cabinet, to revise the provisions to accommodate the issuance of digital securities and to prescribe penalties for violations of, or non-compliance with, the rules and regulations governing digital
Provident Fund Act B.E. 2530 (1987) (PVD Act), and deems it appropriate to propose that the Ministry of Finance consider issuing a ministerial regulation under Section 9(11) to prescribe necessary additional
permitted to offer debt securities within two years from the date of such use of proceeds. However, the regulations amended under these notifications prescribe additional exemptions. Provided that the issuer
business growth rate in 3-5 years 2. The executive should prescribe key policies in supervising the undertaking of fund management business in writing with an approval from the board of directors of the
the future plan such as business growth rate in 3-5 years Page 4 of 32 (Unofficial Translation) 2. The executive should prescribe key policies in supervising the undertaking of fund management business