โดยต้อง ระบุอย่างชัดเจนว่าเป็นการวิเคราะห์ทางเทคนิค ซึ่งต้องเป็นไปตามบทวิเคราะห์ที่ผู้ประกอบธุรกิจ จัดท า ให้ความเห็นเกี่ยวกับ market sentiment / sentiment กลุ่มอุตสาหกรรม ตอบค าถาม
the Capital Market Business Clause 4 Personnel in the capital market business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited
business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may
shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may be, as prescribed in this Notification: (1) managing, determining
investment consultant. However, the approval as securities investment consultant for Nattapong has already expired since 31 December 2018. SEC has therefore prohibited him from re-entering as capital market
therefore prohibited her from re-entering as capital market business personnel for a period of 10 years, effective from 15 July 2020. In addition, SEC has found that this misconduct had been partially
Board TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 4. Notification of Capital Market Supervisory Board TorThor/Nor/Khor. 58/2552
”) had a https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201905/19047247.pdf Qualification%20of%20Derivatives%20Investment%20Analyst%20on%20Fundamental%20Factors.pdf possession of prohibited