plays the role of promoting and developing the professional standards of financial advisors as they help to select and screen the quality of companies applying for listing in the stock market while also
Bangkok, July 24, 2014 ? The SEC launched a new version ?CG Thailand? website www.cgthailand.org , an information center on corporate governance, corporate social responsibility and anti-corruption
service providers undertake responsible practices and fair treatment of customers. Market conduct focuses on nine areas, including (1) responsibility of the Board of Directors and senior management in
Responsibility Equitable Treatment and Participation Disclosure and Transparency Internal Control and Internal Value Creation by Enhancing Market https://www.sec.or.th/EN/Pages/AboutUs/WorkingPrinciples.aspx
, social and environmental responsibility, including “human rights and equality”, in which businesses in the capital market have showed continuous improvement. The practice is in accordance with the
conducting its business at a high standard of Good Corporate Governance practices, particularly regarding the rights and equitable treatment of its shareholders. It is our responsibility to enhance the
holding securities for investment by the securities company itself; (3) Bearing a responsibility for the clearing and settlement for securities. (As amended by Section 5 of the Securities and Exchange Act
modern technology, aligning with the SEC's social responsibility goals.
preparing for the World Bank’s Business Ready (B-READY) assessment. During the discussion, Ms. Winita outlined the SEC’s role in fostering good governance, and social and environmental responsibility among