Bangkok, November 11, 2014 - The SEC revoked the approval of Panadda Burapawijitnon, a capital market investment consultant for ten years, and {B} (formerly named {C}), a securities investment
10,000 10.65 Purchase Link KCG CORPORATION PUBLIC COMPANY LIMITED (KCG) Mr. SONGTHAM PHIANPATTANAWIT Reporter Common Share 18/09/2023 10,000 Revoked by Reporter 10.65 Purchase Link KCG CORPORATION PUBLIC
PUBLIC COMPANY LIMITED (GEL) Mr. THITIPONG TANGPOONPHONVIVAT Reporter Common Share 30/08/2019 1,908,800 Revoked by Reporter 0.20 Purchase Link GENERAL ENGINEERING PUBLIC COMPANY LIMITED (GEL) Mr. THITIPONG
with power of management of a financial institution which had its license revoked, unless an https://publish.sec.or.th/nrs/208pe.doc 7750p.doc
market business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Saowarat as an investment consultant for complex
characteristics of personnel in the capital market business. SEC has therefore revoked the approval as personnel in the capital market business for Mr. King for 10 years, as major shareholder of securities
violation specified in the Notification of the Capital Market Supervisory Board.* The SEC therefore revoked the approval of Nutnicha as a branch manager and capital market investment consultant and banned
business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Phisit as an investment consultant for complex products Type
from being capital market personnel and considered lacking trustworthy characteristics of directors and executives of issuing companies. Thus, the SEC revoked the approval as securities investment