Branch Office --------------------------- Clause 4. It shall be deemed that the Office approves the establishment of the full-service branch office and online branch office, provided that on date the
Branch Office --------------------------- Clause 4. It shall be deemed that the Office approves the establishment of the full-service branch office and online branch office, provided that on date the
branch office, provided that on date the derivatives broker start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification
intermediary who has been rendered a waiver of appointing an independent director under the Notification of the Office of the Securities and Exchange Commission concerning Rules on Rendering a Waiver of
ceases all businesses. Clause 3 An intermediary who has been rendered a waiver of appointing an independent director under the Notification of the Office of the Securities and Exchange Commission
rendered a waiver of appointing an independent director under the Notification of the Office of the Securities and Exchange Commission concerning Rules on Rendering a Waiver of Appointing Independence
investigations into the case. With regard to investor rights protection, the SEC has rendered full support in coordinating and arranging discussions with the SET, the Association of Investment Management
. Por. 5964/2562. On 22 December 2020, the Appeal Court rendered the judgement,* opposing the Civil Court’s decision. In this regard, the defendant is required to pay civil penalty twice the amount of
to mislead the general public about the share price and the trading volume, and lure them to trade such shares. Worathan rendered assistence and convenience to the aforesaid wrongful acts with regard
Mr. Sunthorn Srimai Mr. Sunthorn Srimai rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company Limited (IEC