protection of investors’ rights in accordance with the relevant regulations governing the forms and risks of the investment products. The amendments also provide more flexibility and efficiency in meeting

seeking public comments on the proposed amendment to two relevant notifications prescribing the regulations on capital market business personnel.   The consultation paper is available at https

SEC workforce’s skills and insight.   Currently, IOSCO members are 225 capital market regulators and relevant agencies from 140 countries. On average, an IOSCO annual conference is attended by

material transactions would have sufficient time to study relevant information, participate in the consideration process, and make an informed investment decision.The consultation paper is available at

ensure that such investors would have adequate access to relevant information to better understand financial products before making well informed investment decisions.?The consultation paper is available

opened in his name and facilitating relevant financial transactions. His action was considered a contravention of Section 243(1) in conjunction with Section 244 and 243(2) of the Securties and Exchange Act

Bangkok, January 22, 2014 ? The SEC is seeking public comment on proposed revision to the rules of customer contact and service for all licensed business operators to standardize the relevant

process in line with the current economic environment, international standards and relevant laws. The key points of revision are: (1)  To increase the amount of damage claim eligible for entering the

. However, she submitted the Form 59 reports to the SEC during the period from 3 September 2020 to 3 September 2021, which was later than the deadlines prescribed in the relevant SEC notification SEC Act S

disclose the Form 59 reports to the SEC within the period specified in the relevant SEC notification. SEC Act S.59 Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 79/2025 Dated 26