, IOSCO has requested the cooperation of platform service providers to support and collaborate with regulators in their respective countries to prevent and combat online investment scams. IOSCO has also
Exchange Commission of Cambodia (SECC), and executives in Phnom Penh, Cambodia, on August 5, 2019.On this occasion, both regulators exchanged views on cooperation and assistance that the SECC and SEC
launch of the new set of Principles by OECD at this Asian Roundtable in Bangkok. Capital market regulators in Asia have continuously placed importance on the implementation of OECD Principles to reinforce
Bangkok, January 21, 2013 ? The SEC participated in the International Forum of Independent Audit Regulators (IFIAR)?s global survey with a view to making further progress in improving audit quality
regulators and regulated entities to foster a strong compliance culture, reinforcing trust and confidence in global capital markets. The event took place on 22 October 2024, in New York, USA.In the picture
High-level Workshop, which followed the APRC meeting. These events featured discussions among regulatory organizations, prudential regulators, central bank officials, and industry participants. The
under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of Thailand and the Anti-Money Laundering Office. In this connection, the public and investors
กรรมการและผู้บริหารระดับสูงขององค์กรกำกับดูแล (Regulators) รัฐวิสาหกิจและองค์การมหาชน รุ่นที่ 24 ซึ่งได้รับเชิญจากสถาบันพระปกเกล้า โดยได้กล่าวถึงภารกิจที่ ก.ล.ต. ต้องติดตามให้รู้เท่าทันกระแสโลกเพื่อให้
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนางาน ASIFMA Compliance Asia Conference 2022 ใน Panel 1: Regulators’ Perspective: Looking Back
regulators and considered comments of the business sectors and the public. The consultation paper is available at www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=610. Stakeholders and interested parties are