licensed to undertake Type C securities business and a person licensed to undertake Type D securities business is eligible to undertake securities business relating to such share. For the purpose of the
are eligible for the program), (2) derivatives clearing house business, and (3) the securities trading center and derivatives trading center businesses. In this regard, the related regulations on
of December 2020. In any case, to be eligible for the waiver or the rate cut of annual fee, the securities issuers must not have a record of criminal fining or criminal complaint for failure to
Pursuant to the amended regulatory sandbox regulations, which will take effect on 16 August 2020, more types of businesses are eligible to participate in a regulatory sandbox, covering all
submission of information disclosure forms or any documents for SEC’s consideration. Eligible social enterprises are those registered with the Office of Social Enterprise Promotion. Social enterprises
(urgent case), effective since 11 March 2019. The SEC views that since IFEC Board of Directors is now eligible to form a quorum, the company should be able to proceed and seek solutions for the pending
principle proposes revision to the types of permissible investment products and the qualifications of commercial banks eligible to provide investment and deposit services in relation to asset custody of
allowed to apply for derivatives brokerage license limited to precious metals while licensed gold futures brokers will also be eligible to apply for such license to expand their brokering service to silver
, silver and platinum. Physical precious metals business operators who have prescribed qualifications will be eligible to apply for the new limited license while licensees of derivatives brokerage limited to