: Data under Section 26 of the Personal Data Protection Act, for example, criminal record, nationality, religion. Qualification data: Data relating to the qualifications of business operators, which will
Last names CPA License No. Position Educational Qualification Experience in Auditing (years) 1. 2. 3. 4. (Additional details can be submitted as attachments) Details of assistant auditors who assist the
Protection Act, for example, criminal record, nationality, religion. Qualification data: Data relating to the qualifications of business operators, which include experience, for example, education, employment
qualification of investors to ensure they are institutional or high net worth investors allowed to purchase units of foreign collective investment scheme under the specified requirement in Clause 8; (2) sending
supporting documents as follows: (1) Scope of using back office service from service provider; (2) Documents and evidence showing that service provider having qualification as specified in Clause 3 (2) The
service provider having qualification as specified in Clause 3 (2) The Office of the Securities and Exchange Commission shall consider and notify, the result of its consideration to derivatives broker
. Clause 10. In the case where it appears later to the Office that securities company violates or fails to perform in compliance with this notification or the service provider does not have qualification as
the service provider does not have qualification as specified in Clause 3, the Office may order such securities company to rectify, do or refrain from any act related to the using of back office service