actions were in contravention of Sections 307, 311, 312, 314 or 315 of the SEA, the SEC therefore filed the criminal complaint against Ratchasak and other four alleged offenders to the DSI for further legal
which were investment in gold futures, not spot gold. Accordingly, the actions of G.O.L. (Thailand) were in violation of the Derivatives Act B.E. 2546 (2003), Section 16, subject to sanctions under
securities businesses of brokerage, investment advisory and private fund management by advertising, soliciting and using website http://www.qg-corp.com. The said actions were subject to an imprisonment from 2
case and found that the aforesaid persons jointly operated securities business without a license in violation of Section 90 of the Securities and Exchange Act B.E. 2535 (SEA). The said actions were
Securities and Exchange Act of 1992. Their actions therefore were in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years and a fine from 200,000
assisting the public in legal proceedings, requesting temporary release of suspects or defendants, solving human rights violations, and providing legal knowledge to the public. Mr. Samruam Boonserm, Assistant
. The public prosecutor issued a prosecution order; however, the alleged offender has evaded the arrest and has been pursued for case proceedings. SEC Act S.307 308 311 Criminal Complaint Filed with an
order; however, its juristic person representative has evaded the arrest and has been pursued for case proceedings. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004