Arrangement, Operating Systems and Providing Services of Securities and Derivatives Intermediaries dated 6 September 2556, the SEC hereby issues the following regulations: Clause 1 In this Notification

130 results Sort by: Relevance Date (Newest) Date (Oldest) English (United States) Reportpreparation SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund

evaluative frameworks and management of sustainability impacts, as well as preparation of disclosure via Form 56-1 One Report according to established standards. The event was attended by 40 participants

high net worth investors only.  The new rules will become effective in a year after the announcement date to allow preparation of asset management firms? operations, except revocation of MF for non

Bangkok, June 21, 2013 ? The SEC is seeking public comment on a draft revision to the rules governing preparation of financial statements, financial reports, and operating results of securities

arbitration process; (2)  To adjust the time period for preparation of arbitration request and evidentiary documentation before the arbitration process begins; and(3) To revise the termination period for

/E transactions in the KC accounting records, causing inaccurate and false preparation of such records. This case is under consideration of the public prosecutor. SEC Act S.281/2 paragraph 2

/E transactions in the KC accounting records, causing inaccurate and false preparation of such records. This case is under consideration of the public prosecutor. SEC Act S.281/2 paragraph 2 in

continuity plan under Clause 6 covers events of disruption of service providers except where the securities company has established any arrangement to ensure that the relevant service provider is able to

arrangement to ensure that the relevant service UNOFFICIAL TRANSLATION provider is able to continue to provide the critical functions in such event of disruption. Clause 9. A securities company shall carry out