, business operation, reputation, position and results of operation of the securities company. “Service provider” means a provider of services as an investor contact on behalf of securities companies or a
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
January 2022, 1000X, the service provider of the website https://www.1000x.live (1000x.live), had provided services or presented itself to the public that it was ready to provide the service with respect
On 24 October 2025, the SEC and the CCIB jointly conducted a raid on WLD exchange services at the iris scanning location, identifying an exchange service provider potentially constituted to be
person realise the essential of security of the information technology thoroughly had known the duties and responsibilities and guideline on controlling the various risk which have a content covering the
concerned person realise the essential of security of the information technology thoroughly had known the duties and responsibilities and guideline on controlling the various risk which have a content
Provider Guarantee Recipient Eason & Co Public Company Limited Advance Power Conversion Company Limited relations between the company APCON is an associated company and a connected person, since Mr. Sanan
Offering Portal (ICO Portal) An ICO Portal is a provider of an electronic system for facilitating the offering of newly issued digital tokens https://www.sec.or.th/EN/Pages/LawandRegulations/ICOportal.aspx
in the category of inter-dealer brokerage; (3) a securities company in the category venture capital management; (4) a derivatives intermediary in the category of derivatives advisory; (5) a person
. Pornanong Budsaratragoon, SEC Secretary-General, presented trophies and special “Investment Knowledge Provider” badges, recognizing the participating organizations as “Knowledge Provider” in providing