allowed to outsource only to subsidiaries, audit firms, or financial institutions. For instance, outsourcing risk management and compliance will be allowed only to subsidiaries; while the fund investment

guidelines focus on four key areas, namely PF management, work systems, investment management and complaint handling. The objective is to facilitate flexibility and adjustment in line with the diverse nature

a general approval for individuals who have been ready to perform the duties of PF/DF marketing agents, (2) the relaxation of work system requirements to focus only on those essential for duty

Bangkok, 1 December 2017 ? The SEC is giving more focus to the regulation-for-growth approach to meet the demands of the public and all sectors of market participants more appropriately.Mrs

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of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the https://www.sec.or.th/EN/Pages/News_Detail.aspx

of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability

Mr. Sagha Sakulekpaisan During April 24 - May 2, 2008, Mr. Sagha Sakulekpaisan (formerly Chakchai (Thana) Sae Jiem, also known as “Here-Tee”) traded shares of three companies - Focus Development and

share prices of Focus Development and Construction PLC (FOCUS) and Inter Far East Engineering PLC (IFEC) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders