select appropriate products for an investor and to monitor and rebalance the portfolio on a constant basis. The rules having been issued are to facilitate the prompt provision of the wealth advice
which are in compliance with sustainable development and used to define business targets.Besides, institutional investors play a major role to drive and monitor listed companies for adoption of
shareholders and public investors to closely monitor and prudently study information on this matter. In case where shareholders? meeting will be held, shareholders should attend the meeting to seek clarification
) the establishment of PVDs with investment in single type of asset (pure asset) will be permissible, providing however that the asset management company must monitor investment ratio through each fund
partial selection. In addition, the company must strictly monitor its personnel and impose sanction in case of breach of duties. Information contained in this news release is as of the aforementioned
respective auditors promptly so that the investors and shareholders will be able to monitor the companies? operating results and financial statements and use such material information for investment decision
maker will take more roles during call market to reduce price volatility. ?The SEC and AIMC closely monitor the incident to seek appropriate solution, particularly on the matter involved with investor
monitor the effectiveness. However, there is still room for improvement for Thai listed companies. For instance, there should be a system to review and monitor how the corporate strategies are implemented
Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. One of the SEC?s responsibilities is to monitor and
notified him of inappropriate submissions of trading orders for UNIQ shares, he neither promptly improved the trading submission surveillance system nor applied more stringent monitor on the clients? trading