for further legal proceeding. As a result, Paweena is banned from holding director or executive positions in any securities issuing company while the legal proceedings are underway. In any case, filing

not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to

's trading account to purchase 75,000 GLOBAL shares by utilizing the non-public information he accessed by virtue of his positions. Such information was SCG Distribution Co., Ltd., a subsidary

Q1/2014 by 84.60 percent (a decrease of 1,096.04 million baht). He obtained the material non- public information by virtue of his positions before such information became public on August 8, 2014

because JTS has the net loss of 6.19 million Baht in prior quarter and 4.83 million Baht if compared with the same quarter in 2015. Mr. Pete accessed that information by virtue of his positions as a

. Kitisan – to take the positions of director and executive of KC, was believed to have involved in the fraudulent acts and the receipt of a certain amount of B/E sale money. This case is under consideration

. Krittiphat, Mr. Sunchai , Mr. Teerasit and Mr. Kitisan – to take the positions of director and executive of KC, was believed to have involved in the fraudulent acts and the receipt of a certain amount of B/E

businesses that may pose systemic risks, transferring client assets and derivatives positions to new business operators, and closing out derivatives positions;  (2) Exempting business operation restrictions

from holding the positions of director or executive of any securities issuing company and listed company pursuant to the Notification of the Securities and Exchange Commission. *** In this regard

) providing analysis, advice or planning of investment for clients. Clause 5 Personnel in the capital market business performing functions under Clause 4(1) are persons holding the following positions