derivatives and securities trade order instructions, respectively. Obtaining authorization to make securities trading decisions on behalf of the client and failing to keep records of clients? derivatives or
clients who were his friends, while {A} took such orders without any written authorization from those 12 clients.{A}'s action was deemed failure to perform duties with responsibility and due care as the
securities trading account to trade securities for others and accepting authorization to make securities trading decision on behalf of client, in violation of Clause 20(1) and (2) of the Notification of
client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking
indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from
conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives
Ref.No.IVL001/08/2019 8th August 2019 President The Stock Exchange of Thailand Subject: Acquisition of Integrated Oxides and Derivatives Businesses/ Assets Enclosure: Information concerning the Acquisition of
218 20% Feedstock 78 136 151 (49)% 540 535 1% การจัดประเภทกลุ่มธุรกจิใหม่ Integrated PET 192 171 142 35% 841 466 81% Fibers 69 64 49 43% 232 191 22% Packaging 16 13 11 54% 53 40 35% Olefins 3 50 73 (97
% 261 218 20% Feedstock 78 136 151 (49)% 540 535 1% การจัดประเภทกลุ่มธุรกจิใหม่ Integrated PET 192 171 142 35% 841 466 81% Fibers 69 64 49 43% 232 191 22% Packaging 16 13 11 54% 53 40 35% Olefins 3 50 73