investors correctly and completely and without sufficiently notifying or giving information that was important and relevant to investors’ decision making, in contravention of the Notification concerning
PTT Public Company Limited under (1); (3) in announcing the net asset value and the value of investment unit, together with the selling price and the redemption price of open-end mutual fund, the
follows: (1) disclosing the balance sheet, income statement and the auditor’s report at the office of the derivatives business operator; (2) announcing the balance sheet, earnings statement and the
) disclosing the balance sheet, income statement and the auditor’s report at the office of the derivatives business operator; (2) announcing the balance sheet, earnings statement and the auditor’s report in at
under (1); (3) in announcing the net asset value and the value of investment unit, together with the selling price and the redemption price of open-end mutual fund, the management company shall be allowed
under process, by calculating the size of the connected transaction and notifying again.) Started business : within the first quarter of 2021 Registered Capital : THB 60,000,000 Par Value : THB 5 Number
-mail notifying list of incorrect or incomplete documents and a period of time for the applicant to fix or fill up additional information. ** The SEC Office will not consider the application or begin the
180 days from the license approval date to 270 days from the notifying date of the license approval. This is to better align with the practical timelines of the industry and the practices of digital
of default according to the specified terms, and a waiver of actions related to such event of default:(1) The bond issuer’s failure to perform the duty of promptly notifying the bondholder