-mail notifying list of incorrect or incomplete documents and a period of time for the applicant to fix or fill up additional information. ** The SEC Office will not consider the application or begin the
180 days from the license approval date to 270 days from the notifying date of the license approval. This is to better align with the practical timelines of the industry and the practices of digital
of default according to the specified terms, and a waiver of actions related to such event of default:(1) The bond issuer’s failure to perform the duty of promptly notifying the bondholder
May 2020, SEC sent a circular to AIMC, the Provident Fund Association and the asset management companies with PVD portfolios, notifying the Notification of the Finance Ministry and requesting that asset
begun, {A} could not execute the ATO order in time and decided to execute the order at the market price (MP) instead without notifying the client in advance. As a result, the client received less
date to be specified in the notifying letter of the SEC Office. ________________________________
Saroj submitted securities trading orders before notifying a client and caused such client to suffer loss. In addition, most trading transactions had no source of orders. Acting Sub-lieutenant Saroj
client during the performance of duties. From a report of Finansia Syrus Securities Plc, the SEC further probed into the case and found that {A} submitted securities trading orders before notifying a
to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding https://www.sec.or.th/EN/Pages/News_Detail.aspx