from persons who were not the owners of the accounts or were not authorized in writing by the investors. Their acts caused damage to the clients during February – November 2018.The misconduct of the

Bangkok, 13 December 2016 ? The Criminal Fining Committee has imposed a separate, equal fine, totaling at 5,917,125 baht, on five joint principals in the manipulation of the Yong Thai Public Company

. Her misconduct caused damages to the client in the total amount of 389,622.60 baht. Sareerat has fully paid compensation for the damages to the client. The SEC has considered that Sareerat’s acts

caused by the declining service revenues and the higher costs of service provision. The SEC’s further investigation revealed that during 8 October 2019 - 4 November 2019, Penprapa – wife of an SQ executive

Bangkok, June 30, 2011 -  The Settlement Committee imposed a fine of B333,333 on Krit Pitimanaaree for aidding or abeeting to share price manipulation of Ascon Contruction Plc. (ASCON) during January

business personnel for a period of seven years and six months, effective from 8 August 2020.  In addition, SEC has found that this misconduct had been partially caused by Mrs. Prapai Songserm, the bank’s

Bangkok, December 23, 2015 - According to the highly publicized news coverage on share transfers of a person, the SEC after probing into the case has imposed administrative sanctions on three

Bangkok, December 23, 2015 ? According to the highly publicized news coverage on share transfers of a person, the SEC after probing into the case has imposed administrative sanctions on three

manipulated the share price similar to the first incident. This caused the public to be misled about the price or trading volume of the securities. They placed ordered continuously with the intention to cause

caused the TIGER stock price to be inconsistent with normal market conditions with the price rising from 3.50 baht/stock to 4.50 baht/stock and the average daily trading volume increasing from