According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, (1) Polyplex Corporation Limited (PCL), which directly holds 16.5 percent of PTL shares and another 34.5 percent indirectly through Polyplex (Asia) Pte. Ltd. (PAPL), (2) Mr. Pranay Kothari, PCL Representative, (3) Mr. Manish Gupta, PCL Chief Financial Officer, (4) PAPL, and (5) Mr. Amit Prakash, Managing Director of PTL and PAPL Director, acquired the information related to PTL’s opera...
Bangkok, 18 January 2019 ? The SEC has imposed civil sanction on three offenders for manipulating the share price of Bangkok Airways Public Company Limited (BA), namely (1) Mr. Prasert Prasarttong-osoth, (2) Ms. Poramaporn Prasarttong-osoth, and (3) Mrs. Narumon Chainaknan. The offenders were subject to pay civil penalties at the total amount of 499.45 million baht. In addition, they will be banned from holding the director and executive positions at any securities issuing company and listed com...
Bangkok, 6 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Jajjai Dhammarungruang and Ms. Benjamas Dhammarungruang, for using inside information to sell shares of Modernform Group Public Company Limited (MODERN). The offenders paid civil penalties and compensation for the received benefits, at the total amount of 2.58 million baht.According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice Presiden...
Bangkok, 6 June 2018 ? The SEC has imposed civil sanction on Mr. Jajjai Dhammarungruang, Vice President and Executive Director of Modernform Group Public Company Limited (MODERN), for using inside information to sell the company's shares through the trading account of Ms. Benjamas Dhammarungruang. Both offenders paid civil penalties and compensation for the received benefits, at the total amount of 2.58 million baht. According to the referral from the Stock Exchange of Thailand (SET) and the...
Bangkok, 7 June 2018 ? The SEC has imposed civil sanction in the case of share manipulation of Asset Bright Public Company Limited (ABC) (currently named Digital Tech Planet Public Company Limited (DIGI)). The case involved seven offenders, namely (1) Mr. Sathit Roongwatanapak, (2) Mr. Chavin Roongwatanapak, (3) Mr. Porameth Rungrongtanin, (4) Ms. Tanyapa Sawessil, (5) Ms. Sorod Jantratip, (6) Ms. Iryne Tangpoolcharoen, (7) Mrs. Saliga Tangpoolcharoen. The offenders were subject to civil penalti...
Bangkok, 21 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Sarath Teganjanavanich and Ms. Malita Limlomwongse, for using inside information to buy shares of Thai Optical Group Public Company Limited (TOG). The offenders paid civil penalties and compensation for the received benefit, at the total amount of 4.83 million baht. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, Sarath, TOG Vice President, Business Pla...
Bangkok, 20 July 2018 ? The SEC has imposed civil sanction on 24 individuals who conspired or rendered assistance to manipulate the share price of Millcon Steel Public Company Limited (MILL). The offenders paid separate civil penalties, totaling 172.14 million baht. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, during 21 March 2014 - 3 June 2014, the 24 individuals were engaged in the manipulation of MILL shares, which caused the trading...
Bangkok, 30 March 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Pinit Vongmasa and Mr. Chatchala Vongmasa, for using inside information to purchase shares of Padaeng Industry Public Company Limited (PDI). The offenders paid civil penalties and compensation for the received benefits, at the total amount of 1,917,895.83 baht.According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, Pinit, who was then an independent director o...
Bangkok, 8 August 2023 – The SEC has revealed the imposition of civil sanctions on two offenders, namely (1) Miss Laksana Supsakorn and (2) Mr. Sommart Dhupchinda for purchasing shares of the Tipco Foods Public Company Limited (TIPCO) using inside information known or in possession. The two offenders are required to pay a total fine of 4,970,880 baht and are prohibited from serving as directors or executives for a specified period.With the facts and evidence found following the case referr...
Bangkok, 21 September 2016 ? The Criminal Fining Committee has imposed separate fines on three offenders involved in false statement and insider trading of Rasa Property Development Public Company Limited (RASA)*, whose names and offenses are as follows:(1) Mr. Rapi Pinijchob disseminated false statements, (2) Ms. Chanthani Thanompongchat took advantage of inside information to buy RASA shares and persuaded other persons to do the same, and (3) Mrs. Panadda Soontornsaratul assisted Chanthani?s i...